UPDATES: May 2012
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Performance of Swales/Drainage Ditches in Infiltrating Stormwater
May 2012 (volume 7 - issue 4)
Contributed by Farzana Ahmed, Graduate Research Assistant and PhD Candidate, St. Anthony Falls Laboratory, University of Minnesota; Advised by: Professors John S. Gulliver and John L. Nieber,
Funded by the Local Road Research Board of Minnesota.
The term swale (grassed channel, dry swale, wet swale, biofilter, or bioswale) refers to a vegetated, open-channel management practice designed specifically to treat and attenuate stormwater runoff for a given water quality volume (EPA, 2012). Roadside swales (drainage ditches) are an attractive best management practice for agencies like departments of transportation because they can be installed easily on two sides and in the median of highways, and are well-suited for treating highway or residential road runoff. A well-maintained grassed swale can reduce the runoff volume and improve the water quality by removing suspended solids, nutrients, toxic metals and petroleum hydrocarbons. Volume reduction occurs primarily through infiltration into the soil, either as the water flows over the slide slope perpendicular to the roadway into the swale or down the length of the swale parallel to the roadway. Suspended solids can be removed from stormwater runoff flowing into the swale by filtration through vegetation and sedimentation that is captured on the bottom of the swale (Backstrom 2002, Schueler 1987, Yu et al. 2001). Because volume reduction of storm water occurs through infiltration, it is an important factor affecting the performance of a swale. A low infiltration rate can damage vegetation because of standing water. Particulate metals are filtered and aqueous phase metals are adsorbed in soil matrix, so if the infiltration rate is low then the pollutant removal efficiency will be also be low. In this project five swales were selected from the Twin Cities metro area. Then, 15-24 infiltration measurements were taken on each swale to characterize the infiltration capacity of these swales.
Infiltration measurements were taken using Modified Philip Dunne (MPD) infiltrometer. This is a new falling head single ring infiltrometer developed with funding from the Metropolitan Council and the Minnesota Pollution Control Agency. The geometric mean and co-efficient of variation were calculated for each site:
| Geometric Mean |
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| Arithmetic Mean |
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| Standard Deviation |
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| Coefficient of Variation |
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where: n = number of measurements, and ai = Ksat at a specific location.

Figure 1: Performing MPD infiltrometer testing on swale located in Hwy 212.
Following are the results of the statistical analysis on the infiltration data:
Table 1: Statistical analysis of infiltration data.
| Location | Number of Infiltration Measurements | Geometric Mean of Ksat (cm/hr) | Coefficient of Variation | Soil Type | Typical Ksat for this soil type |
| Highway 47 | 18 | 2.14 | 1.54 | Loamy sand | 2.99 |
| Sandy loam | 1.09 | ||||
| Highway 212 | 24 | 0.96 | 1.90 | Silt loam | 0.65 |
| Loam | 0.34 | ||||
| Highway 13 | 18 | 2.22 | 1.26 | Loam | 0.34 |
| Sandy clay loam | 0.15 | ||||
| Silty loam | 0.65 | ||||
| Highway 77 | 15 | 2.83 | 0.89 | Loamy sand | 2.99 |
| Highway 51 | 19 | 3.33 | 1.06 | Loam | 0.34 |
| Sandy loam | 1.09 | ||||
From the result it was observed that:
- Coefficient of variation is very high which indicates that there are very high spatial variations of Ksat value in these swales.
- Sometimes the geometric mean of Ksat is very similar to the Ksat of that type of soil (i.e., Hwy 77) and sometimes the geometric mean is not at all close to the typical Ksat of that soil type (i.e., Hwy 13). The reason of these discrepancies may be because of the presence of macropores or cracks in field soil, heterogeneity of soil, vegetation and soil compaction. In addition, it is not unusual for the measured hydraulic conductivity to be substantially different from the “typical” hydraulic conductivity for a soil type.
The results obtained from an MPD infiltrometer are estimates of the saturated hydraulic conductivity and soil suction at the wetting front. These two parameters can be used to calculate the infiltration capacity of the soil in an infiltration practice and thereby facilitate determination of runoff from the practice. The field data from Hwy 212 have been used to calculate the infiltration capacity of that swale for a three-month 24-hour rainfall event (Huff and Angel, 1992) of 2.5 cm in the Minneapolis-St. Paul area (shown in Table 2). Figure 2 shows the spatial variation of Ksat at different spots of the swale located at Hwy 212. The land area of this swale is 10% of the contributing two way highway. A specific section was chosen in the swale to take the measurements and then 24 measurements were taken 5ft apart from each other both in horizontal and vertical directions.

Figure 2: Spatial variation of Ksat values at the swale located in Hwy 212.
A grid was assumed in that area so that each box is 5’ by 5’, keeping the infiltration measurement spot at the center of each box. It is assumed that the Ksat value over the area of each box will be the same as the Ksat value at the center of that box. The Green Ampt method (Mays, 2005) has been used to compute infiltration rate into the soil of the swale. For a specific rainfall intensity, starting from either side of cross section across the swale, the amount of infiltration and runoff of the grid box closest to the road was calculated and then the runoff was passed on to the downhill grid box. Then a similar process was followed and any remaining runoff was passed on to the downhill box. Thus the amount of infiltration and ponding was calculated at each cross section for each rainfall intensity. The resulting average of the three longitudinal cells are shown in Figure 3. After summing up total infiltration and runoff it was found that the whole amount of surface runoff infiltrated into the side slope of the swales. For this storm at this location, there was no ponding in the swale. Barrett (1999) also found that most of the pollutant removal and infiltration occurs on the side slope. The reason may be that most sediment deposition occurs at the center of the swale. Clogging of soil pores decreases infiltration rates and increases the quantity overland swale flow leading to diminished swale efficiency (Deletic et al. 2006).

Figure 3: Predicted total average infiltration into Hwy 212 swale locations with the saturated hydraulic conductivities given in Figure 2 for a 2.5 cm 24 hour storm generating 25 cm of sheet flow into cells 1 and cells 8. The center of the swale, cells 4 and 5, were not predicted to have any water reach them for this storm.
References
- Backstrom, M., 2002b. Grassed swales for urban storm drainage, 2002. Doctoral thesis, Division of Sanitary Engineering Lulea University of Technology, Lulea, Sweden.
- Barrett M.E., Walsh P.M., Malina Jr J.F., Charbenueau R.J. (1999), “Performance of vegetative controls for treating highway runoff”, Journal of Environmeental Engineering, Vol. 124, No 11, P 1121-1128.
- Deletic A., Fletcher T.D., (2006), “Performance of grass filters used for stormwater treatment – a field and modeling study”, Journal of Hydrology, 317, P261-275.
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Huff, F. A., Angel J. R.( 1992) Rainfall Frequency Atlas of the Midwest. Illinois State Water Survey, Champaign, Bulletin 71.
Mays L.W. (2005), Water resources engineering, John Wiley and Sons, Inc., 111 River Street, Hoboken, NJ07030, USA. - Schueler, T. R. (1987). Controlling urban runoff; “A practical manual for planning and designing urban BMP’S”, Dept. of Environmental Programs, Metropolitan Washington Council of Governments, Washington, D.C.
- Yu S.L, Kuo J., Fassman E. A., Pan H., (2001), “Field test of Grassed swale performance in removing runoff pollution, Journal of water resource planning and management”, Vol 127, No 3, P 168-171.
We want to hear from you!!!
Let us know your thoughts, experiences, and questions by posting a comment. To get you thinking, here are a few questions:
- These swales have been shown to have a hydraulic conductivity that will allow intense storms to infiltrate. Can you think of two reasons that swales would fail to infiltrate an intense storm?
- Do you see a pattern to the ksat values given in Figure 2, or does the pattern look random?





I'd be concerned about summer infiltration measurements being used for "average annual" runoff reduction credits. we've done continuous simulation with lumped parameter watershed models that account for tension and free water and consistently see the tension water staying at or near capacity once we're out of the growing season (roughly thanksgiving to opening day in April - depending where you are). Summer infiltration tests can give remarkably optimistic infiltration estimates (even with corrections for capillarity and inital soil moisture etc.) suggesting runoff reductions that are only realized under driest conditions. A recent NGO study of downspout disconnection runoff reductions with a "runoff simulation" approach gave infiltration estimates that are orders of magnitude higher than a conservative Green-Ampt estimate for the textures and bulk densities studied.
For regulatory credit, I think we need to be exceptionally cautious about interpreting small footprint field measurements - especially summer measurements- in estimating LID runoff reduction for infrastructure design comps.
We agree with this statement, and are taking all precautions to properly represent infiltration, including going back under wet and dry conditions, and in different seasons, to the same swales. We haven't thought much about infiltration during the winter season because our impression is that there is not much runoff during the winter. We will take another look at it, however, to make sure that we do not neglect anything that is important.
I would expect that the age of a swale would influence its infiltration capability even on the side slopes due to plugging of macropores with fine sediment. Did you see any pattern with age, keeping soil types constant?
Yes, we are certain that the age of the swale is important, because soil structure and texture will change with age. These are all circumstantial observations, but our experience is that if there are sufficient plants of the proper type, infiltration rates could increase with time. The freeze-thaw cycle in Minnesota can also increase infiltration rates. Without a good plant distribution, however, silt deposits will cause infiltration to decrease. Although the center of the swale is most susceptible to silt deposits because water will collect at the low point, Infiltration into the side slopes can also leave behind silt deposits. We will see if we have enough data of sufficient statistical quality to elucidate these impacts.
Here are two reason I think a constructed swale may fail to infiltrate during an intense storm - 1) the 212 site indicates silt loam soils. Silt particles can eaisly 'puddle' or seal off during intense rainfall events, thereby slowing infiltration, and 2) if the antecedant soil moisture conditions prior to a storm are already close to saturation then runoff may occur quickly. The other question regarding seeing a pattern in Figure 2 ksat values...would aspect of the sideslope have any bearing? Drier side vs. wetter side? Perhaps inconsistant construction practices may result in variation in infiltration rates due to compaction. Also, I would think the first 5' cell adjacent to the road/shoulder surface would be more highly impacted by debris/dirt blown or washed off road pavement and possibly sealing soil pores.
With as much as your learning about how to deal with stormwater runoff, are we preparing for greater intensity storms?
Thanks, keep up the good work!
Thanks for these comments. We are currently investigating infiltration into a number of swales during wet spring conditions, swale infiltration under larger storms and will be investigating the effect of ridges in the soil surface on infiltration. The entire soil surface may not fully participate. We are also investigating the reasons that some swales do not effectively infiltrate runoff. Low saturated hydraulic conductivity and high groundwater table are two possibilities. Your comment on silts sealing during an event, but presumably not after, is a new one to me, and we will be investigating the conditions under which this could happen.
There is more field work needed on this project than time and people to do it, but hopefully we will be able to make an impact that does not mislead anybody. We were surprised by the first set of results, and are anticipating more surprises to follow. There is much to learn about swale conveyance and infiltration in Minnesota.
Hi John,
I have been frequently asked by developers recently to allow them to reduce the drainage pipe and pond sizes due to the implementation of LID. Although I heard some areas in States do allow the reduction of storm pond sizes if proper LID facilities are constructed but I have seen none in Canada would allow that. Our concerns are that LID is usually for small rainevents and it be unsafe for us without adquate evidence that the stormwater lakes (which are for major events e.g. 1:100 year) can be reduced.
I would like to hear your opinions.
Thanks,
Fayi
Fayi, I guess the logic is that if the LID practice takes the first inch of rainfall, then that is an inch that the stormwater system will not need to handle. That, of course, would depend upon the time of concentration of the catchment and the timing of the precipitation (hyetograph). I would say that the developers should show you how LID will work to reduce the magnitude of the design flood. There is another point from the regulatory perspective: In the upper Midwestern USA, climate change is expected to continue the increase in frequency of storms of high intensities. If this is true in Edmonton, as well, the risks of high intensity storms is expected to increase with time, and storm sewer systems are built for the long-term future.
I hope that this helps.
Great research, Faranza. This is good news for many DOT's and municipalities who will no doubt uutilize this research for their stormwater calculations to meet regulations.
I'm now curious to know what your hypotheses would be for the infiltration performance of roadside ditches/swales are when upstream impervious surfaces, such as from commercial areas & parking lots, are introduced into these conveyance systems. At what flow rate/volume do swales turn from an infiltration-based practice to one of primarily conveyance? What factor does slope play in this "break point", as well? Perhaps I've already overlooked some research literature on these questions.
Great stuff. Thanks again....
That is precisely the goal of this project. We want to know when a swale turns from an infiltration practice into a conveyance practice, and how one would determine that from the available data. It is not as straightforward as one would think. There will be more to come on that topic. Thanks for your question.
I have done some work trying to summarize the impact of native vegetation and maintenance practices on infiltration capacity. Vegetation, particularly deep-rooted vegetation that is allowed to grow without routine cutting can create/facilitate macropore formation and lead to very high infiltration rates. Repeated mowing can quickly destroy the larger pore spaces and stunt the root growth that fosters growth of the macropore network. It would be interesting to look at vegetation cover, mowing frequency, etc. and the impact on infiltration i your swales. For more info on the impact of plant cover and cultivatin practices, I have an article on this here: http://www.stormh2o.com/SW/Articles/Quantifying_Prairie_and_Forest_Impac...